Bank Secrecy Act & Anti-Money Laundering Examination Manual de Anne Leuter

Bank Secrecy Act & Anti-Money Laundering Examination Manual

Anne Leuter

This book provides an overview of The Bank Secrecy Act (BSA) and the Anti-Money Laundering Manual (AML) which is intended to safeguard the U.S. financial system and the financial institutions that make up that system from the abuses of financial crime, including money laundering, terrorist financing, and other illicit financial transactions. Money laundering and terrorist financing are financial crimes with potentially devastating social and financial effects. The BSA was designed to help identify the source, volume, and movement of currency and other monetary instruments transported or transmitted into or out of the U.S. or deposited in financial institutions.

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Cuprins

Preface; Introduction; Core Examination Overview & Procedures for Assessing the BSA/AML Compliance Program; Scoping & Planning -- Overview (2006); Examination Procedures (2006); BSA/AML Risk Assessment -- Overview (2006); Examination Procedures (2006); BSA/AML Compliance Program -- Overview (2006); Examination Procedures (2006); Developing Conclusions & Finalizing the Examination -- Overview (2006); Examination Procedures (2006); Core Examination Overview & Procedures for Regulatory Requirements & Related Topics; Customer Identification Program -- Overview; Examination Procedures; Customer Due Diligence -- Overview; Examination Procedures; Suspicious Activity Reporting -- Overview (2006); Examination Procedures; Currency Transaction Reporting -- Overview; Examination Procedures; Currency Transaction Reporting Exemptions -- Overview; Examination Procedures; Information Sharing -- Overview (2006); Examination Procedures; Purchase & Sale of Monetary Instruments Recordkeeping -- Overview; Examination Procedures; Funds Transfers Recordkeeping -- Overview; Examination Procedures; Foreign Correspondent Account Recordkeeping & Due Diligence -- Overview (2006); Examination Procedures (2006); Private Banking Due Diligence Program (Non-U.S. Persons) -- Overview (2006); Examination Procedures (2006); Special Measures -- Overview; Examination Procedures; Foreign Bank & Financial Accounts Reporting -- Overview; Examination Procedures; International Transportation of Currency or Monetary Instruments Reporting -- Overview; Examination Procedures; Office of Foreign Assets Control -- Overview (2006); FFIEC BSA/AML Examination Manual i 7/28/2006; Examination Procedures (2006).