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Compliance Management: A How-to Guide for Executives, Lawyers, and Other Compliance Professionals

Autor Nitish Singh Ph.D., Thomas J. Bussen
en Limba Engleză Hardback – 9 mar 2015 – vârsta până la 17 ani
This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity.Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.
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Specificații

ISBN-13: 9781440833113
ISBN-10: 1440833117
Pagini: 272
Dimensiuni: 156 x 235 x 25 mm
Greutate: 0.64 kg
Editura: Bloomsbury Publishing
Colecția Praeger
Locul publicării:New York, United States

Caracteristici

Features interviews with and best practices from top compliance executives, judges, Department of Justice attorneys, and Archer Daniels Midland informant Mark Whitacre

Notă biografică

Nitish Singh, PhD, MBA, MA, is associate professor of international business, director for program innovations and program leader for Certificate in Corporate Ethics and Compliance Management at St. Louis University.Thomas J. Bussen, JD, MBA, Certified in Ethics and Compliance, is a licensed attorney and cofounder and vice president at IntegTree LLC, an ethics and compliance consulting company.

Cuprins

PrefaceSection I: Importance and Foundations of Compliance ManagementChapter One Why Doing the Right Thing MattersChapter Two Dealing with Ethical ChallengesChapter Three Corporate Governance, Corporate Responsibility, and the EnvironmentChapter Four Risk Assessment and Structuring the ProgramChapter Five Elements of a Compliance ProgramSection II: Critical Success Factors for Compliance ManagementChapter Six Oversight and a Culture of ComplianceChapter Seven Education and TrainingChapter Eight Understanding Fraud and Other WrongdoingChapter Nine Identification, Investigation, and EnforcementChapter Ten Compliance Program EvaluationSection III: Mitigating Risk: A Brief on Compliance with Various LawsChapter Eleven International ComplianceChapter Twelve Money LaunderingChapter Thirteen Health Care Concerns and Data PrivacyChapter Fourteen Fair Labor Standards ActChapter Fifteen The Environmental Protection Act and Amnesty ProvisionsChapter Sixteen Antitrust ComplianceNotesIndex

Recenzii

Although the book is geared toward lawyers, executives, and compliance professionals, all employees, employers, managers, and business owners would benefit from familiarity with the basic compliance and business principles outlined in the book. This book would also be very useful in a classroom setting. It is a well written, easy read that provides an overview of compliance management.