Market Abuse and Insider Dealing
Autor Professor Barry Rider, Professor Kern Alexander, Stuart Bazley, Jeffrey Bryanten Limba Engleză Hardback – 27 oct 2022
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Specificații
ISBN-13: 9781526509109
ISBN-10: 1526509105
Pagini: 560
Dimensiuni: 156 x 248 mm
Greutate: 1.04 kg
Ediția:4
Editura: Bloomsbury Publishing
Colecția Bloomsbury Professional
Locul publicării:London, United Kingdom
ISBN-10: 1526509105
Pagini: 560
Dimensiuni: 156 x 248 mm
Greutate: 1.04 kg
Ediția:4
Editura: Bloomsbury Publishing
Colecția Bloomsbury Professional
Locul publicării:London, United Kingdom
Caracteristici
Provides coverage and analysis of new legislation including the Money Laundering Regulations 2017 and the Fifth Money Laundering Directive as well as a significant number of new cases particularly in relation to fraud; restitution; accomplice liability; and anti-money laundering and proceeds of crime
Notă biografică
Professor Barry RiderBarry Rider is a Professorial Fellow in the Centre of Development Studies, University of Cambridge having taught law in Cambridge since 1976. He holds chairs at a number of other universities including Renmin, China, the Free State, South Africa and London where he was Director of the Institute of Advanced Legal Studies. He holds doctorates in law from the universities of Cambridge, London, Pennsylvania State and the Free State. He is also a member of the English Bar and a Master of the Bench of the Inner Temple. He has and continues to consult for a number of governments and inter-governmental organisations in the areas of integrity and financial regulation. Professor Kern AlexanderKern has led the international financial regulation project and served as Senior Research Fellow in Financial Regulation at the Centre for Financial Analysis & Policy in Cambridge since 2003. In 2009, he was appointed to the Professorial Chair for Law and Finance at the University of Zurich. In December 2009, Kern was appointed to a five-year term to the Financial Services Advisory Panel by the European Parliament Committee on Economic and Monetary Affairs as one of three 'academic specialist advisers' to advise the Committee on EU financial law and regulation. In this role, he advises Committee MEPs on a variety of legal and regulatory issues that relate to EU financial regulation, supervision and legislation. Further, he provided regulatory training and technical assistance on Basel II implementation for the Chinese Banking Regulatory Commission in 2007/2008. Professor Stuart BazleyStuart has worked in the financial services industry for over 25 years gaining experience across a wealth management, stockbroking, banking and pensions. He is a visiting Professor in Financial Regulation and Compliance Law, BPP University Law SchoolHe has lectured and written extensively on financial services and enforcement, including Market Abuse Enforcement: Practice and Procedure (Bloomsbury Professional) and co-authoring Financial Services Authority Regulation and Risk-based Compliance (Tottel/Bloomsbury Professional)Jeffrey BryantJeffrey Bryant is a Specialist Prosecutor at the Crown Prosecution Service, dealing with proceeds of crime work. At CPS POC, Jeffrey has brought proceedings on behalf of numerous foreign governments, has dealt with restraint cases where the alleged benefit was over £1bn, and was the reviewing lawyer in CPS POC in the leading Supreme Court case of R v Waya. Jeffrey won a Chief Constable's Commendation from Surrey Police for his role as reviewing lawyer in the first UK Bitcoin seizure. Jeffrey is also the Principal Editor of Mitchell, Taylor and Talbot on Confiscation and the Proceeds of Crime and is a visiting lecturer on LLM courses at BPP University.
Cuprins
Chapter 1 The nature of insider dealing and market abuse Chapter 2 Insider dealing: the civil law Chapter 3 The main offences of insider dealing - dealing on the basis of inside information Chapter 4 The market abuse regime Chapter 5 FSMA criminal offences of market manipulation Chapter 6 Fraud and financial crime Chapter 7 Anti-money laundering and proceeds of crime Chapter 8 Conflicts of interest Chapter 9 Issuer disclosure and liability Chapter 10 Information gathering Chapter 11 Investigations Chapter 12 Enforcement issues Chapter 13 Compliance procedures and systems Chapter 14 Personal liability of senior managers and compliance officers Chapter 15 Control liability Chapter 16 The impact of other laws: domestic and overseas
Recenzii
...this excellent work...For a busy practitioner working in the financial regulatory sector, this book is a purchase which the firm's librarian must be persuaded to obtain. It is an invaluable guide and enables the practitioner to negotiate areas of criminal and administrative law with which he may not be intimately familiar...