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Regulation of Securities, Markets, and Transactions – A Guide to the New Environment de PS Collins

Regulation of Securities, Markets, and Transactions – A Guide to the New Environment: Wiley Finance

Autor PS Collins
en Limba Engleză Hardback – 17 feb 2011
The ultimate guide to the current rules and regulations that govern the securities industry-including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. * Examines the current securities rules * Provides an overview of the latest regulations for this industry * Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
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Specificații

ISBN-13: 9780470601969
ISBN-10: 0470601965
Pagini: 384
Ilustrații: Illustrations
Dimensiuni: 178 x 260 x 31 mm
Greutate: 0.84 kg
Editura: Wiley
Seria Wiley Finance

Locul publicării:Hoboken, United States

Public țintă

Broker–dealers; compliance officers; accountants and attorneys who provide services to the securities industry

Cuprins

Notă biografică

Dr. Liam Collins is the executive director of the Madison Policy Forum, a senior fellow with New America, and a permanent member with the Council on Foreign Relations. Colonel (retired) Collins served in the US Army for 27 years. As a career Special Forces officer, he conducted multiple operational and combat deployments to Afghanistan, Iraq, Bosnia, South America, and the Horn of Africa. In Iraq, Liam conducted operations in Baghdad, Fallujah, Ramadi, and many other cities. Liam retired from the military in 2019 as the founding director of the Modern War Institute and the director of the Department of Military Instruction at the United States Military Academy at West Point. He holds a Bachelor of Science degree in Mechanical Engineering (Aerospace) from the United States Military Academy, and a Master's in Public Affairs and a PhD from Princeton University's School of Public and International Affairs.

Descriere

* This book provides a description about the various government regulations of securities, securities markets, and securities transactions. * It defines, describes, and explains U.S. securities regulation.