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The Ultimate Guide to the Advisers ACT: A Practitioner's Guide

Autor Bettina Eckerle
en Limba Engleză Paperback – 2 ian 2015
The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use.
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Specificații

ISBN-13: 9780986271700
ISBN-10: 0986271705
Pagini: 282
Dimensiuni: 152 x 229 x 19 mm
Greutate: 0.38 kg
Editura: El Publishing