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Tools of Effective Compliance: Proven Measures for Compliance Officers

Autor Thomas Schneider
en Limba Engleză Paperback – 10 ian 2023
 
Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for the design of successful compliance.
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Specificații

ISBN-13: 9783662667477
ISBN-10: 3662667479
Pagini: 236
Ilustrații: XIV, 236 p. 45 illus.
Dimensiuni: 168 x 240 mm
Greutate: 0.43 kg
Ediția:1st ed. 2023
Editura: Springer Berlin, Heidelberg
Colecția Springer
Locul publicării:Berlin, Heidelberg, Germany

Cuprins

Background and foundation of compliance.- Decisions, goals, and planning.- Compliance officer appearance.- Supervisors, groups, and entry-level employees.- Partners, allies, competitors.- Audits and training.- Conflicts, compliance violation, and detection.- Development and perspectives.

Notă biografică

Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 30 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences. 

Textul de pe ultima copertă

Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for designing successful compliance. 


The content
Background and foundation of compliance
Decisions, goals and planning
Appearance of the compliance officer
Supervisors, groups and newcomers to the profession
Partners, allies, competitors
Audits and training
Conflicts, compliance violations and detection
Development and perspectives

The author
Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 40 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences. 


The translation was done with the help of artificial intelligence. A subsequent human revision was done primarily in terms of content.





Caracteristici

Offers field-proven solutions Provides psychological as well as sociological insights and integrates ethical and behavioral approaches Offers tools for effective compliance